Aim of the Course
The CAS Financial Market Law is aimed at practitioners from the financial market industry, in particular from the banking, securities trading, insurance, administration and auditing sectors, who wish to keep up to date with the latest developments in the relevant core areas.
The course is aimed at practitioners in companies and public authorities with a relationship to the financial market.
The target groups are employees of banks, insurance companies, fintechs, auditing firms and securities trading companies as well as members of the administration in the field of financial market regulation.
The course provides an overview of the basics of financial market and insurance supervision and deepens the most relevant topics for practice, such as investment advice, stock exchange offences, combating money laundering, credit transactions and prospectus law. It is therefore beneficial for people who want to expand their knowledge of financial market law and want to be competently informed about current developments, for example in financial market regulation in the USA.